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Compliance Reporting & Testing Program Lead (Senior Analyst)
Arlington, TX

Position No Longer Open

Posted 1/19/2018

Required Skills

  • 5 years’ experience within a regulatory compliance, risk management, or audit role within financial services industry
  • 1 year or more experience within a reporting and testing role
  • 1 year or more experience within information life cycle management role
  • Bachelor’s degree within a relevant disciplines
  • Using Microsoft Office suite - building tools / databases and process to enable efficient collection and consolidation of data from multiple sources
  • Designing quality reports presenting information in a meaningful manner adapted to the target audience’s needs
  • Experience in a compliance role within the financial service industry a plus
  • Lean Six Sigma Green Belt or similar a plus

Job Description

  • Collect, consolidate, and report compliance metrics and other data on a monthly, quarterly or as needed basis; assist in identification and communication of compliance and operational trends for management review purposes
  • Design and implement quality reports, charts, and graphs that assess trends and performance
  • Verify the accuracy and completeness of work in order to deliver quality reporting
  • Drive standardization and continuous improvement of metric definitions, processes, tools and templates to deliver timely and accurate information to the senior leadership team
  • Maintaining Clients International Operations (IO) AML software tools as well as liaise with Client NA team working to consolidate AML tools sets
  • Manage central ILM efforts including maintaining policy, standards and schedules that are utilized by all country branches
  • Coordinate all efforts with local country compliance team
  • Conduct periodic effective challenge of compliance issues, metrics, and other data to validate practicality and reporting findings with recommendations based on historical trends
  • Identify control gaps, escalate related issues and participate in developing solutions for remediation

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